Methodology · Earnings revisions
Revision diffusion index
A measure of whether sell-side analyst earnings estimates are being revised up or down across the index, expressed as the share of constituents with positive net revisions over the lookback.
Specification
Revision diffusion index — operational spec
Negative readings turn two to four months before a recession-driven earnings recession shows up in reported numbers, which is why this is the heaviest-weighted sub-component of the regime composite when interpreted alongside breadth.
Inputs
- NTM EPS estimates for every covered constituent (sell-side consensus, daily)
- Index membership and market-cap weights at the snapshot date
- Trailing 4-week revision window (configurable)
Computation
- For each constituent, the trailing 4-week change in NTM EPS estimate is classified as up, flat, or down.
- Diffusion = (count up minus count down) divided by the total covered.
- Computed twice: once equal-weighted, once market-cap-weighted.
- A divergence flag fires when cap-weighted diffusion is positive but equal-weighted is negative — a classic narrow-leadership warning.
Outputs
- Equal-weighted revision diffusion index (-100 to +100).
- Market-cap-weighted revision diffusion index (-100 to +100).
- Divergence flag with magnitude.
- Sector-decomposed contribution to net diffusion.
Limitations
- Coverage is biased toward larger names; smaller constituents can have stale estimates that mute the signal.
- Estimate revisions cluster around earnings prints, producing a quarterly seasonal pattern that needs to be controlled for in the historical replay.
- The signal is forward-looking but lags the underlying economic data that drives it by a few weeks.